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New Ideas to Strengthen Your Firm Against Relentless Cyber Criminals

19th Annual IA Compliance Master Emerging Challenges (Philadelphia, PA) | September 16, 2019

The vexing challenge of cybersecurity isn’t going away any time soon. Cybersecurity can be found front and center among the SEC’s current exam priorities. OCIE’s “Cyber 3” initiative is now underway and firms are being asked tough cyber questions on exams. Our panel will reveal what those hard questions are, detail the current threat environment, discuss lessons learned from recent cyber enforcement cases, offer critical best practices across the SEC’s core cyber focus areas, tackle the potential impact of state privacy laws, and address the Commission’s cybersecurity expectations for compliance.

BONUS: Attendees will receive a cyber checklist for IAs, a list of cyber questions being asked on SEC exams, cybersecurity policies and procedures, and a data breach incident response plan.

Panelists include:

  • Joshua Mooney, Partner, White and Williams
  • Jonathan Wowak, Chief Operating Officer, Cipperman Compliance Services
  • Michael Quinn, Managing Director, Kroll

For more information, click here.

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