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Lori S. Smith Partner

New York, NY | Direct 212.714.3075Fax 212.631.4428
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Lori Smith, Chair of the Corporate and Securities Group and immediate past Chair of the firm's Business Department, is also a member of the firm's Healthcare and Food and Beverage Groups. Lori's practice focuses on representation of foreign and domestic companies at all stages of development from formation and early and growth stage companies to multi-national public companies, as well as angel, venture capital and private equity investors. Her practice spans diverse industries including, technology, media, fashion and textiles, financial services, food and beverage, sports, specialty chemicals, insurance, healthcare and digital health. Lori has more than 30 years of experience handling corporate and commercial transactional work for her clients, as well as acting as outside general counsel managing all of their other ongoing legal needs. She has significant experience representing emerging technology companies and venture capital and angel investors in connection with early and growth stage financings and strategic transactions.  

Lori represents public and private companies in the negotiation of mergers and acquisitions, leveraged buyouts, equity and debt financings, private placements, strategic alliances, partnerships and joint ventures. She also advises companies on various legal issues impacting their ongoing business operations, such as governance issues, shareholder and board of directors matters, operational agreements such as consulting, licensing, manufacturing, distribution and supply agreements, employment matters, protection of intellectual property rights and the transitional issues that arise in the transfer of management and control in closely held corporations. 

Lori frequently speaks at events focused on technology, investment and deal making in New York. She has moderated or participated as a panelist in programs for the MIT Enterprise Forum and eLab NYC, and participated as a judge for business plan and pitch competitions. She has spoken on such diverse topics as what investors and buyers look for in evaluating a business plan or target, preparing a company for private equity or venture capital investment or sale, unleashing business growth through change management, and exploring mergers and acquisitions, IPOs and alternative exit or liquidity strategies. 

Lori previously served as Co-Chair of the firm's Women's Initiative, which works to enhance the professional and personal development of the firm's women lawyers.

Prior to joining White and Williams, Lori was a partner at Sedgwick LLP. In addition she was previously a partner at Goodwin Procter LLP.   

Representative Matters

  • Represented Covetrus, Inc. (NASDAQ:CVET), a global leader in animal health technology and services, in connection with its strategic investment in Veterinary Study Groups, Inc., a leading provider of peer-to-peer learning experiences for veterinary practice leaders

  • Represented True Global Ventures in connection with sale of its interest in SharesPost as part of the May 2020 SharesPost/Forge Global merger

  • Represented a regional health insurer in its joint venture with two major hospital systems to form a Medicare Advantage insurance company

  • Represented a public distributor of dental and healthcare products in the creation of a new entity with a national dental supplies provider in order to better serve state dental association members with an online-only option for purchasing dental supplies

  • Represented the strategic investment arm of a health insurance company with respect to its participation in a $33 million Series B financing round by Pager, Inc.
  • Represented a regional, nationally-affiliated health insurance company with respect to its participation, along with other health insurers, in a joint venture with a non-profit generic pharmaceutical company, helping to reduce the costs of certain generic drugs for participating plan members and other consumers
  • Advised Petabyte Technology, a veterinary practice management software company, in securing $8M in Series A Financing
  • Represented iNovia Capital in a multimillion dollar Series B investment in Boosted, Inc.
  • Represented Stadium Goods, a streetwear and sneaker resale store and e-commerce site, in its multimillion dollar sale to Farfetch Limited, a publicly-traded global technology platform for the luxury fashion industry
  • Represented Stadium Goods, a streetwear and sneaker resale store and e-commerce site, in its backing from LVMH Luxury Ventures
  • Represented Horizon Healthcare Services in connection with a strategic investment in Pager, a company that provides a mobile based application for connecting patients with healthcare to address their urgent care needs 

  • Represented a data analytics company that provides proprietary consumer intelligence to major luxury brands in its sale to a global communications agency

  • Represented the strategic investment arm of a life and disability insurer in connection with its investment in a healthcare IT company that leverages clinical diagnostic data and AI to develop advanced analytics solutions for the healthcare, pharmaceutical and life science markets
  • Represented iNovia Capital in multimillion dollar Series A and seed investments of ROSS Intelligence
  • Represented the strategic investment arm of a life and disability insurer in connection with an investment in a special purpose acquisition vehicle which acquired a controlling interest in a provider of trade credit risk management technology solutions
  • Represented J9 Technologies, Inc., an IT product and services company, specializing in Business Service Management and Application Performance Management, in its sale to Axxiome Group
  • Counseled the strategic investment arm of a life and disability insurer through a Series C preferred equity round for a co-working space company
  • Assisted client in providing a secured, tranched bridge loan to a SaaS-based technology company delivering online and mobile interactive health management platforms
  • Advised Vidible, a video syndication startup, in its sale to AOL, Inc.
  • Represented Horizon Healthcare Services, Inc. in connection with its investment in COTA, Inc., an oncology management technology company 
  • Represented Horizon Healthcare Services, Inc. in connection with its participation in a joint venture to acquire Navinet, Inc., a healthcare communications network
  • Represented multibillion dollar investment management firm in sale of insurance fixed income investment business
  • Represented transportation logistics company in negotiation of two rounds of mezzanine financing to finance multiple acquisitions
  • Represented IT services company primarily focused on the financial services industry in sale of majority interest to private equity firm
  • Represented online platform for the alternative investment industry in connection with multiple rounds of equity financing
  • Represented international angel investment fund in connection with investments in U.S.-based early stage ventures 
  • Represented lead investor in Series B Preferred Stock Investment for Masten Space Systems, Inc
  • Represented food manufacturer and distributor in various transactions including acquisition and financing of manufacturing facilities, acquisition and licensing of significant brands, distribution rights for various products and sale of a major yogurt brand to private equity fund
  • Represented lead investor in $8 million Series A investment for Lenddo
  • Represented a provider of advanced rich media solutions in sale to a leading advertising solutions company
  • Represented asset manager in sale to major financial institution 
  • Represented broker-dealers in sales to major financial institutions
  • Represented major women’s clothing companies in various transactions including sale of subsidiary to Japanese company
  • Represented alternative weekly newspaper publisher in merger and debt financing
  • Represented international specialty chemicals company in various acquisitions, divestitures and joint ventures
  • Represented employment agency in connection with private equity investment in the company
  • Represented both U.S. and international angel and venture capital investors in connection with investments in various emerging technology companies, including investments in software, hardware, internet, media, cleantech, medical device and biotech companies
  • Represented investor groups in purchase and sale of interests in professional sports teams
  • Represented toy and game manufacturer and distributor in sale of subsidiary and licensing deals
  • Represented beverage distributors in matters relating to operations and sales of their businesses
  • Represented investors in connection with restructuring of investment in a company with an energy efficiency solution for multi-tenant office buildings 

Recognition & Involvement

Lori was previously a member of the MIT Enterprise Forum and served as a member of the Board of the New York Chapter. She was also previously a member of the MIT Enterprise Forum global board. In addition, she serves on the Public Policy Committee Advisory Council for the Angel Capital Association and is a member of the New York Advisory Board of Astia, a not-for-profit organization that promotes and accelerates women-led businesses.

Lori is also involved with Women United in Philanthropy, a giving circle of nearly 100 women in Bergen County, NJ, which makes available grants to local organizations to help women in need due to economic hardships, abuse and other issues. 

In 2010, The New York Enterprise Report named Lori one of “The Best Accountants and Attorneys for Growing Businesses.” In 2008 – 2010, Chambers U.S. named her as one of New York’s leading lawyers in the technology industry.



Cases & Deals

Bar and Court Admissions

New York

New Jersey


Duke University School of Law, JD, with high honors, 1984

University of Rochester, BA, magna cum laude, 1981


Angel Capital Association; Public Policy Committee Advisory Council

Astia; New York Advisory Board

Duke Global Entrepreneurship Network

ELabNYC Mentor

MIT Enterprise Forum; Board Member, New York Chapter (2002-2017); Member, Global Board

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